Adherent cells exert tractions on their
surroundings. These tractions can be measured by observing the
displacements of beads embedded on a flexible gel substrate on which
the cells are cultured. This paper presents an exact solution to the
problem of computing the traction field from the observed displacement
field. The solution rests on recasting the relationship between
displacements and tractions into Fourier space, where the recovery of
the traction field is especially simple. We present two subcases of the
solution, depending on whether or not tractions outside the observed
cell boundaries are set to be zero. The implementation is
computationally efficient. We also give the solution for the traction
field in a representative human airway smooth muscle cell contracted by treatment with histamine. Finally, we give explicit formulas for reducing the traction and displacement fields to contraction moments, the orientation of the principal axes of traction, and the strain energy imparted by the cell to the substrate.
 |
INTRODUCTION |
CELLS EXERT
TRACTIONS on their surroundings in the course of a variety of
cell functions including contraction, spreading, crawling, and
invasion. These functions are associated with complex mechanical
interactions between the substrate, adhesion molecules, cytoskeletal
elements, and molecular motors. Dembo and Wang (3) recently have shown that the traction field that a cell exerts on its
surroundings can be mapped from knowledge of the displacement field in
a flexible substrate on which cells are adherent. Measurement of the
displacement field is accomplished by tracking small beads, typically
0.2 µm in diameter, embedded near the surface of the substrate gel.
Computing the tractions from the measured displacement field is
difficult and computationally intensive, however, so much so that
Pelham and Wang (5), for example, suggested using the raw
displacements themselves as a qualitative map of the local tractions.
More recently, Balaban et al. (1) implemented a simplified
version of the Dembo and Wang (hereafter denoted DW) approach, which is
restricted to the case of isolated point sources of traction.
In this article, we describe the foundations of Fourier transform
traction cytometry (FTTC), a new and computationally efficient method
for computing the traction field given the displacement field. FTTC
divides into two subcases (unconstrained and constrained), described
below, and in several respects is fundamentally different from the DW
method. The first key difference is that the DW method requires the
cell boundary to be drawn by hand and constrains the tractions exterior
to the boundary to be zero while still retaining approximate matching
of the exterior displacements. By contrast, unconstrained FTTC exactly
matches all the displacement data, independent of the perceived cell
boundary; constrained FTTC forces the tractions exterior to the cell
boundary (drawn by hand) to be zero, as in the DW method, but ignores
the exterior displacement data. The second key difference is that the
DW approach utilizes Tikhonov regularization (8, 9) with a
particular choice and intensity of smoothing functional (6,
10). By contrast, FTTC utilizes no smoothing and is exact in the
sense that it yields a traction map for which the induced displacements exactly match the given displacement field. The DISCUSSION
elaborates these issues.
We present the explicit formulation and solution to the traction
recovery problem and introduce the concept of contraction moments and
strain energy, which are particularly robust measures that characterize
the cell-substrate interaction. Finally, we include one example
of the traction field associated with a human airway smooth muscle cell
and an illustration of the displacement and traction fields associated
with a particularly simple simulation. In two companion studies
(7, 11), we have utilized FTTC to address the biologically
important questions of the relationship between cell prestress and cell
rigidity, and the extent to which microtubules play a role in this connection.
 |
THEORY |
The Boussinesq Solution
The traction field is defined as the stress, i.e., local force per
unit area, imposed on the gel surface by an adherent cell. The traction
field, in turn, determines the displacement field of the gel surface.
If the gel can be approximated as a semi-infinite solid (see
Limits of applicability), the displacements can be computed
from the distribution of surface tractions as follows. First, one finds
the displacement field, or Green's function, associated with a point
traction on the surface. This is a classic problem, the solution to
which was found by Boussinesq (see Ref. 4). Second,
integration of this function over the given traction field then yields
the corresponding displacement field; this is the so-called forward
problem. The problem we address in this article is the inverse problem,
namely, inferring the traction field from measured displacements.
The FTTC method is based on Fourier analysis and arises from the
observation that the displacement at any point
on
the surface due to a point traction source at another point
' is (apart from the direction of the displacement
and the direction of the traction) a function only of the difference
|
'|. We denote the
displacement vector at
' as
(
) and the traction vector at
' as
(
'). We
denote the Green's function, or kernel, mapping traction to
displacement by the tensor K = K(|
'|). The
displacements are then given by the convolution
= K
. In this representation,
(
) and
(
') are 2-vectors with elements
labeled x and y (we ignore displacements in the
z direction, and the traction in the z direction,
or normal stress, is taken to be 0), the kernel K is a
2 × 2 matrix, and
denotes integration over
'. The major difficulty in the inversion of this
equation is that K is not diagonal in
and
' (if it were, then the solution would only involve
inverting a 2 × 2 matrix). The fact that K is not
diagonal in real space (i.e., tractions at one point are coupled to
displacements at different points) is the origin of why its inversion
in real space necessarily requires the construction and inversion of
very large matrices (as in the DW approach). In Fourier space, these difficulties do not arise.
The Boussinesq solution is diagonal in Fourier space.
The key to the FTTC method is the exploitation of the Faltung or
convolution theorem, which states that the Fourier transform of a
convolution is the simple product of the Fourier transforms of the
functions convolved. The forward problem then becomes
=
(
)
, where the tilde overbar denotes the (two dimensional)
Fourier transform with wave vector
. In this form
it is clear that
is diagonal in that there is no
coupling between different wave vectors
. Of course,
remains a nondiagonal 2 × 2 matrix insofar as
tractions in the x or y direction separately
induce displacements in both the x and y
directions, but this presents no difficulty because
remains strictly diagonal in
space. It follows that

1 is trivial to compute if
is known. The solution to the inverse problem is
then given by
|
(1)
|
where FT
denotes the (two dimensional) inverse
Fourier transform.
Explicit evaluation of the kernel in Fourier space.
Implementation of Eq. 1 requires an explicit formula for
(
), the Fourier transform of the
Boussinesq solution K(r), where r = |
|. The forward kernel, written in matrix form,
for a point source at the origin is given by Landau and Lifshitz
(4), which when reduced to x and y
displacements with zero normal traction is given by
|
(2)
|
where A = (1 +
)/
E, in which
is Poisson's ratio and E is Young's modulus. The
components of this matrix are denoted Ki,j, where the indices i and j run through
(x, y); this notation will be used consistently with all
matrices and vectors. Thus the two-dimensional Fourier transforms
of r
1,
x2/r3,
xy/r3, and
y2/r3 are required. These
can be derived in several different ways. One especially clear
method can be sketched as follows; it relies on a generalization
of the problem to three dimensions and a subsequent reduction to two
dimensions. We begin with the singular solution to Laplace's
equation in three dimensions,
2r
1 =
4
3(
), where
is the Dirac
delta function. We denote the three-dimensional Fourier transform by
FT3, which when applied to the Laplace equation yields
FT3(r
1) = 4
/(k
+ k2), where we separated out the wave vector
kz from the wave vectors in the x, y
plane (here k2 = k
+ k
, and in what follows,
k is the nonnegative square root of
k2). Now note that the two-dimensional Fourier
transform is the single inverse three-dimensional transform in
z, evaluated at z = 0, i.e.
The desired answer reduces to an elementary integral
The other three transforms can be obtained by simple
manipulations. Consider the expression
/
kxFT2[(
/
x)r
1].
This can be evaluated in two distinct ways. First, directly differentiating with respect to x and
kx yields
Second, integrating by parts with respect to x yields
where we use the transform of r
1 obtained
above. Performing the indicated derivative with respect to
kx and setting the two independent evaluations
equal, we obtain
FT2(x2/r3) = (2
/k3)(k2
k
) = 2
k
/k2.
By symmetry, the transform of
y2/r3 can be written down
by inspection, and the transform of
xy/r3 can be obtained by evaluating
/
kyFT2[(
/
x)r
1]
in the same two distinct ways as above. In summary, the desired transformed matrix is given by
|
(3)
|
Contraction moments.
The Fourier approach also gives robust measures of certain low order
moments of the tractions. The zeroth order moment of the tractions is
given by
and is equal to the net force applied by the cell to the
substrate. For isolated adherent cells, this is known a priori to be
zero. However, registration shifts from one image to another of a given
pair (say before and after contractile activation) will induce a
spurious traction field corresponding to a non-zero net force. This
artifact can be trivially accounted for in Fourier space simply by
setting
(0) = 0, which guarantees no net force by the cell on the substrate.
The first order moments are associated with contraction/dilation
tractions (radially oriented tractions) and tractions corresponding to
torques (circumferentially oriented tractions). These correspond to the
four combinations of the tractions in the x and y
directions weighted by their x and y coordinates.
For example, a positive traction in the y direction
(Ty) at a location with a positive x
coordinate (or a negative Ty at some
x < 0) will contribute to a counterclockwise
rotational torque through a term proportional to
xTy. As a visual aid, the four terms are shown
schematically in the following diagrammatic representation
When symmetrized (since the net torque conferred by the cell on
the substrate must be zero) and integrated over the surface, this is
the contraction/dilation and shear moment matrix M. Written
in component notation, this matrix is explicitly given by
|
(4)
|
We approximate the derivatives by discrete differences in
k space. Because
(0) = 0 by construction (to eliminate registration artifact), this expression then involves only the Fourier transforms of the tractions at the lowest non-zero wave numbers,
kx and
ky. Explicitly, Eq. 4 reduces to
|
(5)
|
The interpretation of the elements of the moment matrix,
Mij, is as follows. The total contribution of
the cell to contracting the substrate in the x and
y directions is given by Mxx and
Myy, respectively. Mxy
(or Myx) is the contribution of the cell
to deformation of the substrate arising from variations in x
tractions with y and variations in y tractions
with x. There are additional anisotropic contributions
arising from unequal variations of x tractions with
x and from y tractions with y, i.e.,
when Mxx
Myy. A
simple way to characterize this is to apply a rotation operator
R to M such that Mrot = R
1MR is diagonal, i.e.,
M
= M
= 0. This form puts all the tractions of the cell into their principal axes. The orientation of
the principal tractions can be obtained from the
x, y coordinate axes of the original images and
the angle of rotation of R. This orientation of the cell is
then clearly independent of the coordinate system, and may be an
important measure of directionality in cell motility assays, including
chemotaxis. In this context, the ratio of the principal tractions is a
direct measure of the traction polarity of the cell.
The net moment tending to dilate or contract the substrate is given by
the trace of the moment matrix; we thus define the net contractile
moment µ of the cell by
|
(6)
|
(Here either M or Mrot can be
used because the trace is invariant under coordinate rotations.) The
net contractile moment µ is a coordinate invariant scalar measure of
the cell's contractile "strength."
Strain energy.
The total energy U transferred from the cell to the elastic
distortion of the substrate is given by
|
(7)
|
and is another measure of contractile strength. The use of Fourier
analysis may involve some artifactual behavior at the field boundaries,
which is particularly pertinent in computing the strain energy. We
therefore evaluate this integral over the strict interior of the field,
i.e., without the boundary points. Because of this, the value obtained
is different from the evaluation of Eq. 7 in Fourier space
with Parseval's theorem. The source of this discrepancy lies in the
use of Fourier analysis over a finite domain, wherein periodic boundary
conditions are imposed. In general, the displacements at the edges of
the field of view will not approximate continuous periodic functions,
and therefore there will be artifactual tractions present along the
bounding nodes of the lattice grid. These in turn will contribute to
the estimated strain energy if they are included in the integral above. Such artifacts also are present in the Fourier domain, although they
are in general spread over all Fourier components. It is therefore
simpler to avoid this problem by direct integration of the strain
energy density over the strict interior of the domain.
Limits of applicability.
Note that both the FTTC method presented here as well as the DW method
and that of Balaban et al. (1) explicitly approximate the
elastic gel as a semi-infinite medium. It has been stated that this is
valid if the displacements are small compared with the gel thickness
(3), but this is not correct (Wilson TA, personal
communication). In fact, the ratio of displacements to gel thickness
being small is a necessary (but not sufficient) condition for the
applicability of linear elasticity theory. By contrast, the use of a
semi-infinite elastic continuum to approximate the finite thickness gel
is valid to the extent that the lateral dimensions of the cell and the
lateral distances over which displacements are measured are both small
compared with the gel thickness. A simple example will illustrate this.
Consider the case of uniform traction T over a circular
region of radius R, on top of an incompressible slab of
thickness h, shear modulus G, and with a fixed
bottom. If R
h, then the gel is effectively
infinitely thick, the Boussinesq solution applies, and the displacement
of the disk is approximately RT/G. By contrast,
if R
h, then the medium is approximately in
simple shear, and the displacement of the disk is approximately hT/G. This implies that, in the latter case, the
displacements will be lower than would be observed in the semi-infinite
medium, which in turn leads to an underestimate of the tractions.
 |
IMPLEMENTATION |
The implementation of all methods of computing tractions from bead
displacements naturally divides into two parts. The first is the
estimation of the displacement field itself on some appropriate lattice
or mesh, and the second is the computation of the traction field for
that given displacement field. This section describes these two processes.
Estimating the Displacement Field From the Images
To estimate the displacement field of the substrate, we compared
digital images of the same region of the gel, taken at different times.
Images showed fluorescent microbeads (0.2 µm) embedded in the gel,
before the cells were plated. In our experiments, there were usually
1,000-2,000 beads in an image. Images were of the size 1,024 × 1,280 pixels. Each bead image occupied an area of 4-6 pixels in
diameter, and neighboring beads were about 5-30 pixels apart.
The processing of these images began with the correction of the pair of
images for relative translational shifts. Here we used the correlation
theorem, which says that the Fourier transform of a correlation of two
functions is a product of the Fourier transform of one function and the
complex conjugate of the Fourier transform of the other function. We
formed the normalized two-dimensional cross-correlation function
between the two images (normalized by the square root of the product of
the maximal values of the autocorrelation functions of these 2 images).
We identified the coordinates of the peak of the correlation function
and translated one of the images with respect to the other by that
uniform displacement. For the calculations of the correlation
functions, we utilized the two-dimensional fast Fourier transform (FFT)
algorithm in MATLAB. Even though the images were represented by
relatively large (1,024 × 1,280) matrices, use of the correlation
theorem and FFT algorithm made the actual computations reasonably fast.
Having the corrected images, we divided them into a number of small
window areas. For these images, we chose a window size of typically
64 × 64 pixels. The window areas overlapped; the distance between
the centers of successive windows was chosen to be 16 pixels. The
displacement of each window area was then calculated by correlating a
window in one image with the window at the same coordinates in the
other image, in the way described above for the correlation between the
whole images. The coordinates of the peak of the cross-correlation
function between two windows were assigned to the center of the window
as the window's displacement vector. Repeating the same procedure over
all windows yielded the uniform discretized displacement field between
two entire images. (The fact that this technique yields a lattice with
uniform spacing means that simple FFT algorithms can be used in the
subsequent analysis.)
The window size of 64 × 64 pixels was chosen to guarantee that at
least one fluorescent marker was located within the window, regardless
of the window position. To evaluate the potential smoothing effect of
widow size on the recovered traction field, we also experimented with
smaller windows down to 16 × 16 pixels. This required us to
manually eliminate windows that did not include fluorescent markers and
to substitute the missing displacements with those obtained from runs
that employed larger windows. In the cell that we chose as an example
here (see Figs. 3-5), smaller window sizes did not appreciably
alter the recovered traction field.
Images of different gels differed in bead number and distribution. For
images with a relatively low number of beads or less uniform bead
distribution, there were window areas for which the computed
cross-correlation was below a threshold that we set at 0.95. For the
displacement of such window areas, we used values obtained by fitting
the rest of the displacement field by a third-order polynomial and
calculating the values of the polynomial in the points of the lattice
for which the value was missing.
Our method of obtaining the displacement field is different from the DW
approach, which relies on the measurement of the
x, y coordinates of beads in each of the two
images. We encountered two difficulties with that method. First, there
is the issue of determining bead identity; the displacement requires
the initial and final positions of the same bead. This is not a problem
if bead density is low, but in attempting to achieve higher resolution with higher bead densities, some bead identities can become ambiguous; errors here can lead to spurious displacements and, hence, artifactual tractions. Second, there may be areas on some images where beads are
sparse or even absent. In this case, no estimates are possible save by
interpolation from neighboring regions. Our method of maximizing the
cross-correlation of small windows between the two images is less
sensitive to these problems. In the first place, if there are beads
with unambiguous identity, their contrast dominates the
cross-correlation function and the estimated displacements are similar
to those computed by direct position measurements. However, ambiguities
in any one bead identity contribute less to the displacement field to
the extent that other beads are present in the same window. This is
important in areas where the bead density is high and where there may
be clusters of beads with ambiguous identities. Areas with no beads
also can show reasonable correlation between the two images, depending
on the displacements of other features that still carry sufficient
contrast to be measured. Such features may include heterogeneities in
the gel and embedded beads that are out of focus. In summary, the
advantages of the cross-correlation approach are that it permits
semiautomated estimates of the displacement field and is insensitive to
ambiguities regarding bead identification between images.
Computing the Traction Field From the Displacement Field
We have implemented the solution for computing cell tractions in
two distinct ways. The first method, unconstrained FTTC, uses all
displacement data from an image pair obtained as described in
Estimating the displacement field from the images,
does not use any constraints on the recovered tractions, and is a
direct application of the methods described in THEORY. The
second method, constrained FTTC, is the solution to the mixed boundary
value problem, which ignores the displacement field outside the
boundary of the cell and constrains the tractions outside the cell
boundary to be zero. It is important to note that this method requires additional information beyond the displacement field, namely, an
independent estimate of the location of the cell boundary, drawn by
hand. As described below, there are advantages and disadvantages to
both methods; they should be viewed as complementary approaches.
Unconstrained FTTC.
Here we use the direct solution given by Eqs. 1 and 3. The specific procedure is as follows. 1)
Calculate the Fourier transform of the discrete displacement
field (and set the Fourier component at
= 0 to
zero to eliminate translation artifact). 2) Multiply the
transformed displacements by
(
)
1 to map the
transformed displacements to transformed tractions. 3) Take
the inverse Fourier transform of the result to obtain the tractions.
Constrained FTTC.
This is a mixed boundary value problem, with the displacements under
the cell being specified (by measurement) and with the tractions
outside the cell boundary specified (by assumption) to be zero. The
Fourier approach above also can be used iteratively to solve this
problem. It consists of the following procedures. 1)
Calculate the traction field in the way described in
Unconstrained FTTC. 2) Define a new traction
field by setting the tractions outside of the cell boundary to zero.
3) Calculate the displacement field induced by this traction
field. This is done by using the Fourier approach in a forward
direction: calculate the FT of the traction field, multiply by
(
) to obtain the transformed displacements; the inverse FT is the new displacement field.
4) Define a new displacement field by replacing the
displacements of the calculated displacement field within the cell
boundary by the experimentally observed displacements. 5)
Repeat steps 1-4 until convergence is reached at some
level of tolerance. There are a variety of criteria that can be used.
In our case we chose to terminate the iterative procedure when the
variation in the maximum magnitude of the tractions within the cell was
less than 1 part in 106 on succeeding steps.
Note that in both constrained and unconstrained FTTC, there is an
ambiguity in the off-diagonal elements of
(
)
1 at the Nyquist
frequency, because positive and negative Nyquist frequency components
are indistinguishable but kxky
kxky. This problem is avoided by
setting the off-diagonal elements of
(
)
1 to be zero when
either kx or ky is a
Nyquist frequency.
 |
EXPERIMENTAL METHODS |
A technique for preparation of polyacrylamide gel sheets
(3) was modified and used to make flexible gel disks. A
mixture of acrylamide (2%), bis-acrylamide (0.25%), and fluorescent
latex beads (diameter 0.2 µm, 1:125 dilution by volume) was added to activated glass coverslips. The droplet of the solution was covered by
a small circular coverslip. After polymerization (45 min), the circular
coverslip was removed. Type I collagen was attached to the surface of
the gel. Gel disks were typically 50-70 µm thick and had a
diameter of 12 mm. The elastic modulus (Young's modulus) of the gel
was determined to be 1,200 Pa; Poisson's ratio was taken to be 0.48.
HASM cells were cultured in plastic dishes and serum deprived for 2 days before the experiments. Cells at passage 3-6 were plated on the gel disks in a serum-free medium and allowed to spread
and stabilize for 6 h. Cells were then stimulated with histamine
(0.01 mM) for 5 min. Photomicrographs were taken of the cells both with
phase-contrast optics to visualize the cells and with 470-nm
ultraviolet illumination to excite the beads, which fluoresce at 515 nm. To assess the distribution of beads (and other features with
contrast) in the unstressed gel, the cells were detached from the
substrate with trypsin (~2%); this therefore leaves the flexible gel
with no surface tractions. [Note that the image of the traction-free
gel (i.e., "pretreatment") is taken after the images of the
posttreatment distribution of beads.]
 |
RESULTS |
Figure 1 shows a phase-contrast
image of a representative HASM cell, cultured on the flexible
polyacrylamide gel covered with collagen type I, prepared as described
in EXPERIMENTAL METHODS, after histamine treatment.

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|
Fig. 1.
A phase-contrast image of a human airway smooth muscle
cell, cultured on the flexible polyacrylamide gel covered with collagen
type I, 5 min after treatment with 0.01 mM histamine. Bar, 20 µm.
|
|
Figure 2 shows a fluorescence image of
the same field of view as in Fig. 1; the 0.2-µm beads embedded in the
gel are easily visualized. Superposed on this image is the outline of
the cell boundary, drawn by hand from Fig. 1. (This outline is drawn
somewhat larger than the appearance of the cell in Fig. 1. This is to
ensure the inclusion of potential stress bearing interactions between the cell and the substrate that may not be visible and to avoid interactions between the cell boundary and the discretized lattice on
which the solution is defined. See DISCUSSION.) The
corresponding fluorescent image of the beads after cell detachment with
trypsin (pretreatment condition) looks virtually indistinguishable from this picture because the actual bead displacements are very small.

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Fig. 2.
Fluorescence image of the same
field of view as in Fig. 1, taken immediately after the light
microscopy image in Fig. 1. The 0.2-µm beads embedded in the gel are
easily visualized. Superposed on this image is the outline of
the cell, drawn by hand from Fig. 1. Bar, 20 µm.
|
|
Figure 3 shows the displacement field
computed from the two fluorescent images of the beads pre- and
posttreatment, as described in Computing the displacement field
from the images. The arrows in Fig. 3 show the relative magnitude
and direction of the displacement field of the gel under the adherent
smooth muscle cell. Figure 3 also is color coded by the absolute
magnitude of the displacements.

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Fig. 3.
The displacement field computed
from the 2 fluorescence images of the beads pre- and posttreatment.
Arrows show the relative magnitude and direction of the displacement
field of the gel under the adherent smooth muscle cell. Colors show the
absolute magnitude of the displacements in µm (see color bar).
Calculations were performed on a lattice with spacing of 2.67 µm (16 pixels); the color map is shown to this resolution. For visual clarity
in this illustration and in those remaining, the density of arrows has
been thinned to a spacing of ~6 µm.
|
|
Figure 4 shows the traction field as
computed by unconstrained FTTC, the direct computation of tractions
from the Fourier decomposition of the displacements. Also shown is the
boundary of cell, although it is important to note that this
information was not used in computing the tractions. The arrows in Fig.
4 show the relative magnitude and direction of the tractions, and the
colors show the absolute magnitude of the traction vectors.

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Fig. 4.
The traction field computed from
the displacement field in Fig. 3 with the use of unconstrained Fourier
transform traction cytometry (FTTC), i.e., the direct computation of
tractions from the Fourier decomposition of the displacements. Also
shown is the boundary of the cell, although it is important to note
that this information was not used in computing the tractions. Arrows
show the relative magnitude and direction of the tractions. Colors show
the magnitude of the traction vectors in Pa (see color
bar).
|
|
Figure 5 shows the traction field
calculated by constrained FTTC, iterating the Fourier approach until
convergence was reached. Note that the tractions are zero outside the
cell boundary by construction. As in Fig. 4, the arrows show the
relative magnitude and direction, and the colors show the absolute
magnitude of the traction vectors. Notice first that the maps in Figs.
4 and 5 are similar but that there is a traction concentration near the boundary of the cell computed by constrained FTTC (Fig. 5). This results from the requirement, by construction, that all tractions exterior to the cell must be zero.

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Fig. 5.
The traction field computed from
the displacement field in Fig. 3 with the use of constrained FTTC,
which solves the mixed boundary value problem of prescribed
displacements within the cell boundary and zero tractions exterior to
the cell. This is accomplished iteratively by using the same Fourier
method until convergence is obtained. Arrows show the relative
magnitude and direction of the tractions. Colors show the magnitude of
the traction vectors in Pa (see color bar).
|
|
Table 1 displays the moment matrices
M and Mrot, the net contractile
moment µ, the orientation of the principal tractions, and the strain
energy U exerted by the cell as computed by unconstrained
FTTC. Note that the moments are given in units of picoNewton meters
(pNm) and energy is given in units of picoJoules (pJ). We use these
units to distinguish clearly between moments (forces multiplied by
distances from the origin) and energy (forces multiplied by
displacements), despite the fact that pNm and pJ are formally
equivalent. Table 2 displays the same
quantities as computed by constrained FTTC, with the cell boundary
drawn by hand as shown in Fig. 2. All non-zero tractions are
constrained to lie within this boundary.
Note that there are two methods for obtaining the moment matrices,
given by Eqs. 4 and 5; the former is obtained by
integration of the recovered tractions over the (real) x-y
space, whereas the latter is obtained by the formal equivalent of the
vector derivative of the tractions in Fourier space evaluated at the origin of k space. These two expressions in practice can be
quite different. In principle, given that the moment matrix is defined by an integration over real space, it might be thought that using Eq. 4 directly would be preferable, but the existence of
boundary tractions associated with the Fourier decomposition in the
first place implies a potentially substantial error from the field
boundary, especially in unconstrained FTTC. By contrast, the use of the first non-zero Fourier coefficient (Eq. 5) as a measurement
of the moment matrix has the advantage of multiplying the entire field
by the lowest frequency sine component, thus exactly canceling the
major dipole artifact arising from the boundary of the field of view.
This is the method we use.
As an aid to interpreting the relationship between the traction map and
moments, we show in Fig. 6, A
and B, the displacement field and traction field for an
artificially constructed example. The simulation consists of two pairs
of point traction sources of different magnitudes, scaled to be similar
to those seen in real cells. Note that the traction map has non-zero
tractions only at the four source points, whereas the displacement
field is non-zero over broader regions. (Because this is a simulation with no artificially added noise, the recovery of the traction map was
identical between the unconstrained and constrained FTTC methods.) For
this simulation, the moment matrices, orientation of principal
tractions, and strain energy are listed in Table 3. This shows how the off-diagonal
elements of M arise when the laboratory coordinate system
does not coincide with the principal axes and how when suitably rotated
(here by ~30° from the x-axis), the moment matrix
becomes diagonal (Mrot). The fact that
M
and
M
are both negative means
that, as expected from Fig. 6, the principal tractions are contractile.
The magnitude of M
is larger
than that of M
,
corresponding to stronger contraction along that axis.

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Fig. 6.
Simulation of the displacement
field (A) associated with 2 pairs of point traction sources
(B). This artificial example corresponds to Figs. 3 and 4
for the real cell. The traction field (B) was recovered with
the use of unconstrained FTTC. The traction field recovered with the
use of constrained FTTC (not shown), with a boundary of an imaginary
cell shown by the white line, was indistinguishable from the traction
field in B.
|
|
Effect of Noise in the Displacement Data
With respect to questions of resolution and accuracy in the
presence of noisy data, it is important to recognize that in the FTTC
approach, noise arises only in the estimation of the displacement field
from the image pairs; the calculation of the traction field is, apart
from round-off errors in finite word-length arithmetic, an exact
procedure. There are many different methods by which to estimate the
displacement field from image pairs; the one we have chosen (locating
peaks in the cross-correlation function on windowed regions of the two
images) is convenient for our purposes, but it is not the focus of this
paper. We have, however, characterized the effect of displacement noise
on the recovered moment matrices, net contractile moment, and strain
energy, as described below.
We performed simulations where the displacement field consisted
of pure noise and examined the departures of the recovered moments and
strain energy from zero. We performed 100 simulations using the same
grid and gel characteristics as in the real images in Figs. 2 and 3.
The displacement noise was Gaussian with a mean of zero and a standard
deviation of 1 µm. The traction field was recovered by using both the
unconstrained and constrained Fourier methods, where in the constrained
case we used the same cell outline as in Fig. 3. The results of these
simulations on the moment matrices, the net contractile moment, and the
strain energy are as follows. The elements of the moment matrices were
not significantly different from zero. This was to be expected, because
the tractions are linear functions of the displacements and the
expectation values of the noise in the displacements are zero. Because
this is true of all elements of the moment matrices, the effect of the
noise on the net contractile moment also is not significantly different from zero. In any given single realization, however, it is important to
know the expected magnitude of the departure from zero. The standard
deviation of the net contractile moment arising from pure noise, from
these simulations, is 0.29 and 0.21 pNm per micrometer standard
deviation of displacements in the unconstrained and constrained case,
respectively. The effect of noise on strain energy is quite different;
unlike the tractions (and therefore the moments), which are linear
functions of displacement, the strain energy is quadratic. This implies
that the expectation value of the strain energy due to pure noise is
non-zero. In our simulations, we found that the energy associated with
displacement noise is 11.1 and 0.88 pJ per square micrometer of
displacement variance in the unconstrained and constrained case,
respectively. This substantial difference in strain energy in the
constrained and unconstrained cases (roughly a factor of 12) is
precisely what was expected, because the total field area is roughly 12 times the area bounded by the cell (Fig. 3), and there is no strain
energy in the gel conferred by surface tractions exterior to the cell
in the constrained case.
 |
DISCUSSION |
Advantages and Disadvantages in Unconstrained and Constrained
FTTC
There are a number of advantages (+) and disadvantages (
)
associated with unconstrained and constrained FTTC.
Unconstrained FTTC.
(+/
) All of the observed data are used, including the displacements
of beads exterior to the perceived cell boundary. The falloff in
displacements exterior to the cell constitutes additional information
regarding the overall traction field, especially when the distribution
of beads is sparse within the cell boundary. This may seem to be an
obvious advantage; it is in large measure true. However, the falloff in
displacements from any particular traction source point is like
1/r, so the information "content" of displacements
exterior to the cell is correspondingly low, and important information
may in fact not be lost.
(+) The cell boundary need not be identified, and, as such, no
investigator judgment is necessary to identify this boundary. This is
an advantage over all constrained methods insofar as force generation
associated with small filopodia, flat lamellipodia, or fibrous
connective tissue elements may be missed in the original micrograph images.
(
) As with all discrete Fourier problems implemented over a finite
space, the inherent periodicity introduces artifactual tractions at the
boundary of the field because the measured displacements are not
strictly periodic. To the extent that these are remote from the cell,
they pose no difficulty. Moreover, such an artifact is equivalent to a
dipole field on the boundary, which does not strongly influence the
computed cell tractions. These boundary artifacts are easy to recognize
and can be safely ignored.
(+) Errors in the recovered tractions exterior to the real cell
boundary, secondary to noise in the displacement field, will have zero
mean if the noise has zero mean. This follows from the linearity of
relationship between tractions and displacements.
(
) By contrast, the strain energy (which is quadratic in the
displacements) will be artifactually high due to the contribution of
noise in the traction field exterior to the cell.
Constrained FTTC.
(
) If the cell is exerting non-zero tractions on the substrate at
locations exterior to the perceived cell boundary, the interior
tractions will necessarily be in error, because they must compensate
for these tractions that were incorrectly constrained to be zero. This
results in artifactually large tractions, especially in the vicinity of
the imposed cell boundary. The danger here is that the large tractions
at the perceived cell boundary may be interpreted mistakenly as
reflecting real traction concentrations.
(+/
) Constrained FTTC requires an iterative approach, and so
computational efficiency is not guaranteed. In our experience, however,
we have found that the iterative scheme described above typically
converges quite quickly (typically <10 iterations) so that this
approach is also not computationally intensive.
(
) The nature of the mixed boundary condition implies that an
assessment of the noise on the final traction field is difficult. This
is because the induced level of noise depends on the boundary of the cell.
(+) The strain energy in constrained FTTC is confined, by
construction, to the interior of the perceived cell boundary, so there
is no contamination of the net strain energy from noise in the exterior
displacement data.
There are several advantages to FTTC common to both the constrained and
unconstrained implementations. These include the following: (+) The
moment matrix is an especially simple formulation in Fourier space. No
additional calculations are needed.
(+) The use of the FFT implies that the entire problem of traction
measurement is no longer computationally intensive; large image pairs
can be analyzed in seconds or minutes.
Effect of Noise on Traction Recovery in the Example Smooth Muscle
Cell
Here we describe the effect of noise on our actual
computations of moments and strain energy associated with the smooth
muscle cell shown in Figs. 1-5. A comparison of the root mean
square tractions exterior to the cell boundary with that associated
with pure noise, as described in RESULTS, gives a rough
estimate of the noise in the displacement field and is a conservative
estimate insofar as there appear to be patches of non-zero correlated
tractions in Fig. 4, possibly secondary to other cells exterior to the
field of view. In our case, this results in an estimate of ~0.05 µm root mean square noise level in the displacement field. From the pure
noise simulations quoted in RESULTS, this amounts to an
uncertainty in the net contractile moments of 0.015 and 0.010 pNm in
the unconstrained and constrained cases, respectively. These numbers
should be compared with those in Tables 1 and 2, where the net
contractile moment of the cell is ~3 pNm in magnitude and shows that
noise is negligible in its contribution to these estimates. By
contrast, as remarked above, the strain energy is quadratic in the
noise level, so displacement noise of 0.05 µm corresponds to roughly
0.025 and 0.0025 pJ in the unconstrained and constrained cases,
respectively. The difference in the estimated strain energies for the
real cell in the unconstrained and constrained methods, from Table 1
and Table 2, is roughly 0.1 pJ, and we conclude that noise may account
for some quarter of this difference. Inspection of Fig. 4, however,
shows that this is also to be expected, because the patches of
correlated tractions will certainly contribute to these differing estimates.
Remarks on the DW Method
The DW method specifies both tractions (exactly) and
displacements (approximately) exterior to the perceived cell boundary. This particular specification of the problem requires special techniques because these are approximate Cauchy conditions, for which
the elliptic Navier equations of elasticity in general have no
solution. This is an ill-conditioned problem that necessitates smoothing or regularization to obtain stable solutions. The DW method
utilizes the regularization method introduced by Tikhonov in the 1940s
(summarized in Refs. 8 and 9) with the choice of smoothing
functional and level of smoothing introduced by Phillips (6) and Twomey (10). In brief, the residuals
of the displacement field plus a certain amount of the L2
norm of the gradient of the traction field (the regularizing functional) are minimized, and the displacement residuals are examined.
The level of smoothing is then varied until there is an appropriate
level of variation in the predicted displacements, given a priori
information about the noise in the displacement field (6).
For problems that are highly ill conditioned, and when there are
unambiguous a priori constraints, this kind of approach is often useful
and appropriate (2). By contrast, the displacement kernel
in the Boussinesq solution decays like r
1,
which is sufficiently rapid that in FTTC we do not find unacceptably large oscillations in the recovered traction field that would necessitate a Tikhonov-type approach.
Recommendations and Conclusion
On the basis of the results presented, the best strategy for
measuring traction field using FTTC may be summarized as follows. An
initial examination of the traction field recovered with the use of
unconstrained FTTC will reveal the extent of significant tractions
exterior to the perceived cell boundary. If these can be determined to
result from contractile cells exterior to the field of view, the
traction maps obtained with constrained FTTC may be more accurate. On
the other hand, such tractions might arise from real structural
elements that are not seen in phase-contrast microscopy and that are
preserved in unconstrained FTTC. Whichever method is used, the traction
moments are easily computed in Fourier space, whereas the strain energy
is best computed with constrained FTTC, integrating over real space. If
desired, the noise level in the displacement field may be estimated by
examination of its Fourier spectrum at high frequencies, where the
white noise is manifest as a constant level of intensity.
In conclusion, Fourier transform traction cytometry is a new solution
to the problem of mapping of the traction field between a cell and its
substrate, given the displacement field between two micrograph images.
This method has the advantages of being exact, computationally
efficient, and not subject to certain artifacts that can lead to
misleading conclusions. This approach also yields simple measures of
the net contractile moment of the cell, the strain energy imparted to
the substratum, the orientation of the principal tractions, and a
quantitative index of cell polarity. FTTC may represent a new and
important tool for studying the mechanical properties and function of
adherent cells.
We thank S. M. Mijailovich for performing finite element
simulations of test cases early in the course of this work. We
especially thank E. J. Millet and N. Wang for helpful discussions.
This work was stimulated in large measure by collaboration with N. Wang on his studies of cell mechanics. We thank J. Chen for technical assistance in cell and gel preparations. Cells were kindly supplied by
R. Panettieri.
This work was supported by National Heart, Lung, and Blood Institute
Grant HL-P01-33009.
Address for reprint requests and other correspondence: J. P. Butler, Physiology Program, Harvard School of Public Health, 665 Huntington Ave., Boston, MA 02115 (E-mail:
jbutler{at}hsph.harvard.edu).
The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement"
in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 15 June 2001; accepted in final form 24 October 2001.